Control Point Functions & Internal Compliance
Our Services
The FAS Compliance Services team takes a collaborative and lean approach to ensuring a strong and effective control environment. Our objective is to work together with FAS departments to efficiently protect University resources according to established control guidelines. We do this in such a way that business operations are enhanced. Consultation and planning sessions include:
- exploration of concern regarding potential weakness in control
- recognition of parties that must be protected by a given control
- performance of Lean tools as appropriate (such as process mapping and Kaizen) to highlight problem areas
- identification and application of control compliant solutions
- 2nd level services:
- Internal Controls Specific Process Consulting
- MCA Remediation Process Management
- Policy and Procedure Documentation
- 2nd level services:
Contact Us:
Julie O'Neal | Associate Director, Control Point Functions & Internal Compliance
| Team Member |
|---|
| Helen Huynh Transactions Team Supervisor |
| Miko Thomas Financial Services Analyst |
| Desheng Chen Financial Services Analyst |
| Virginia Chen Financial Services Analyst |
| Morgan Lehto Controls Data and Ops Analyst |
| Eva Yuen Internal Controls |
| Andy Jones Control Point Financial Analyst |
Related Links:
UCSF Audit and Advisory Services
UCOP Ethics, Compliance and Audit Services
American Institute of CPAs
Committee of Sponsoring Organizations of the Treadway Commission (COSO)