Compliance Services
Policies & Procedures

The FAS Compliance Services team takes a collaborative and lean approach to ensuring a strong and effective control environment. Our objective is to work together with FAS departments to efficiently protect University resources according to established control guidelines, and in such a way that business operations are enhanced. Consultation and planning sessions include:

  • exploration of concern regarding potential weakness in control
  • recognition of parties that must be protected by a given control
  • performance of Lean tools as appropriate (such as process mapping and Kaizen) to highlight problem areas
  • identification and application of control compliant solutions
    • 2nd level services:
    • Internal Controls Specific Process Consulting
    • MCA Remediation Process Management
    • Policy and Procedure Documentation

Related Links:

UCSF Audit and Advisory Services
UCOP Ethics, Compliance and Audit Services
American Institute of CPAs
Committee of Sponsoring Organizations of the Treadway Commission (COSO)

Contact Us:

Julie O'Neal